TrueAdvisor
TrueAdvisor
CE
CE

Christopher Etheridge

Olive Branch Capital, LLC
26 Years of Experience
Olive Branch, MS
1 Disclosure
View SEC Summary
View SEC Summary

Christopher Etheridge is a registered investment advisor at Olive Branch Capital, LLC, based in Olive Branch, MS, with 26 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 136 clients with $130M in assets under management.

Olive Branch Capital, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
136 clients
Average Client Portfolio
$963K average
Assets Under Management
$131.0M

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K1.50%
$750K - $1.5M1.25%
$1.5M - $5.0M1.00%
$5M+1.00%

Fees are negotiable for accounts over $5,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Olive Branch, MS

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Olive Branch Capital, LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Dcj Global Wealth Management
November 2008 - November 2019 · 11 yrs
LPL Financial LLCBroker
November 2008 - July 2019 · 10 yrs 8 mos
LPL Financial Corporation
November 2008 - November 2008 · 0 mos
Wachovia Securities Financial Network, LLC
September 2006 - November 2008 · 2 yrs 2 mos
Wachovia Securities Financial Network, LLCBroker
September 2005 - November 2008 · 3 yrs 2 mos
Wachovia Securities, LLC
January 2004 - September 2005 · 1 yr 8 mos
Wachovia Securities, LLCBroker
December 2000 - September 2005 · 4 yrs 9 mos
Linsco/private Ledger CORP.Broker
July 1999 - December 2000 · 1 yr 5 mos
Edward D. Jones & CO., L.P.Broker
November 1993 - February 1994 · 3 mos
State Registrations2 states
MSTN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in Olive Branch, MS →All financial advisors in Mississippi →