Margaret Gaston
Margaret Gaston is a registered investment advisor at LPL Financial LLC, based in Rochester, NY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
225 Chestnut St, Rochester, NY, 14604
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Regulatory History (2)
Customer Dispute
November 2009Customer Dispute
July 2006Other Business ActivitiesSells Insurance
Margaret is a board member for a school district, dedicating minimal time. She also works with ESL Investment Services, LLC, selling life and fixed annuities, and is a Wealth Planning and Advice Manager, spending about a quarter of her time on these investment-related activities.
Employment History
Current Registrations
LPL Financial LLC
Esl Investment Services, LLCBroker
LPL Financial LLCBroker
Previous Registrations
M&t Securities, INC.Broker
Liberty Securities CorporationBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.