James Hartwell is a registered investment advisor at Essex LLC, based in Deer Park, IL, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 608 clients with $650M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Essex, LLC charges a percentage of your portfolio each year, ranging from 1% to 1.75%, paid quarterly in advance. The fee is based on the value of your account on the first day of each calendar quarter. If you deposit or withdraw funds during the quarter, the fee will be adjusted accordingly. The fees may be negotiable depending on the size and nature of the engagement.
Location
21805 Field Parkway, Suite 340, Deer Park, IL, 60010
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Regulatory History (2)
Customer Dispute
November 2002Customer Dispute
July 2002Employment History
Current Registrations
Essex LLC
Previous Registrations
Essex LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.