James Hartwell is a registered investment advisor at Essex LLC, based in Deer Park, IL, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 608 clients with $650M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
The usual fee is 1% per year, but can range up to 1.75% depending on the advisor and services. Fees are negotiable based on account size and engagement.
Fee Estimator
Location
21805 Field Parkway, Suite 340, Deer Park, IL, 60010
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2002Customer Dispute
July 2002Employment History
Current Registrations
Essex LLC
Previous Registrations
Essex LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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