Hao Lam is a registered investment advisor at LPL Financial LLC, based in New Hyde Park, NY, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1280 Union Turnpike, New Hyde Park, NY, 11040
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Regulatory History (1)
Customer Dispute
January 2017Other Business Activities
Hao operates under the DBA Flagstar Wealth Services for LPL business, starting in February 2024. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
LPL Financial LLCBroker
LPL Financial LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Quest Capital Strategies, INC.Broker
G.R. Stuart & Company, INC.Broker
Montano Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.