Rod Jones is a registered investment advisor at Cain Capital Management, LP, based in Dallas, TX, with 29 years of industry experience. Rod operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 24 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cain Capital manages investments for private funds and managed accounts. The firm charges a fixed fee for investment advisory services to a "family office" for managed accounts, deducted directly from client accounts quarterly in advance. Fees vary depending on the level of contact and services required.
Location
300 Crescent Court, Suite 1840, Dallas, TX, 75201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Rod is a board of trustees member of the UT Southwestern Foundation since 2021, dedicating minimal time. He also has equity ownership in R1J, LLC, which owns an interest in Cyber Defense Labs, LLC, where he is a board member and receives compensation.
Employment History
Current Registrations
Cain Capital Management, LP
Previous Registrations
Chertoff Capital, LLCBroker
Blackrock Investments, LLCBroker
Blackrock Financial Management, INC
Cain Capital L.L.C.
Cain Capital L.L.C.
Maplewood Investment Advisors, INC.Broker
Stonegate Securities, INC.Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations1 state
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