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Alfred Drouin

32 Years of Experience
Westwood, MA
1 DisclosureBroker

Alfred Drouin is a registered investment advisor at Ameriprise Financial Services, LLC, based in Westwood, MA, with 32 years of industry experience. Alfred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Westwood, MA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2024
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2011 - Present · 15 yrs 4 mos
Ameriprise Financial Services, LLCBroker
February 2011 - Present · 15 yrs 5 mos
Ameriprise Financial Services, LLC
February 2011 - Present · 15 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2009 - February 2011 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - February 2011 · 1 yr 4 mos
Banc of America Investment Services, INC.
December 2006 - October 2009 · 2 yrs 10 mos
Banc of America Investment Services, INC.Broker
September 2006 - October 2009 · 3 yrs 1 mo
Cco Investment Services CORP.Broker
June 2005 - September 2006 · 1 yr 3 mos
Metlife Securities INC.Broker
February 2003 - June 2005 · 2 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
February 2003 - June 2005 · 2 yrs 4 mos
Lincoln Financial Advisors Corporation
June 2002 - February 2003 · 8 mos
Lincoln Financial Advisors CorporationBroker
January 2002 - February 2003 · 1 yr 1 mo
The Lincoln National Life Insurance CompanyBroker
January 2002 - February 2003 · 1 yr 1 mo
Metropolitan Life Insurance CompanyBroker
October 1993 - January 2002 · 8 yrs 3 mos
Metlife Securities INC.Broker
October 1993 - January 2002 · 8 yrs 3 mos
State Registrations10 states
COCTFLMANCNHNYRISCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.