Steven Oneal is a registered investment advisor at Sharebuilder 401k, based in Woodlands, TX, with 29 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 5,500 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
ShareBuilder Advisors' fees cover investment services and trading costs. The fees may also cover some or all of the recordkeeping services provided by a third-party administrator. Plans become more expensive as they add participants and less expensive as they increase in assets. For plans with many participants but a small asset base, a per-participant fee ranging from $0 to $4.50 per month may be assessed directly to plan participants. Solo 401(k) Saver program advisory fees are based on the average daily value of the assets held in the plan.
Location
Woodlands, TX
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven is an officer of O'Neal Enterprises, LLC, which generates rental income. He spends minimal time ensuring the properties stay rented.
Employment History
Current Registrations
Sharebuilder 401k
Previous Registrations
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Capital One Investing, LLCBroker
Capital One Advisors, LLC
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Comerica Securities
Comerica SecuritiesBroker
Legacy Asset Securities, INC.Broker
Pan-American Financial AdvisersBroker
Aetna Investment Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.