JT
CFP
JT
CFP

John Thompson

32 Years of Experience
Mobile, AL
1 DisclosureBrokerSells Insurance

John Thompson is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Mobile, AL, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4333 Boulevard Park North, Mobile, AL, 36609

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1999
Denied
Other Business ActivitiesSells Insurance

John has several business activities, including 50% ownership in Welburtho Properties (dedicating a few hours per week), 33.33% ownership in Timber/Family Land (with no duties), and 100% ownership in Thompson Wealth Management and Life Planning Inc. (dedicating about a quarter of his time). He also serves as a board member for USA Mitchell College of Business and a trustee for Thompson Wealth Management and Life PSP/401K, each requiring minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
December 2003 - Present · 22 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
December 2003 - Present · 22 yrs 5 mos
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
January 1994 - December 2003 · 9 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1993 - December 2003 · 10 yrs 1 mo
State Registrations24 states
ALARAZCACOCTFLGAILINKYLAMIMOMSNCNYOHPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.