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Mark Leighton

32 Years of Experience
Ormond Beach, FL
1 DisclosureBroker

Mark Leighton is a registered investment advisor at Morgan Stanley, based in Ormond Beach, FL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

285 Clyde Morris Boulevard, Street 100, Ormond Beach, FL, 32174

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History

Regulatory History (1)
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Customer Dispute
December 2001
Denied
Other Business Activities

Mark is a silent partner in Laser One, a small company co-owned with his brother. This activity is not investment-related.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 2006 - April 2007 · 5 mos
Morgan Stanley Dw INC.Broker
November 2006 - April 2007 · 5 mos
Citigroup Global Markets INC.
August 2004 - November 2006 · 2 yrs 3 mos
Citigroup Global Markets INC.Broker
October 1993 - November 2006 · 13 yrs 1 mo
State Registrations36 states
AKAZCACOCTDCDEFLGAIDILINMAMDMEMIMNMOMTNCNHNJNMNYOHOKORPARISCTNTXVAVTWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.