Michelle Wagner
Michelle Wagner is a CFP-designated registered investment advisor at LPL Financial LLC, based in Tempe, AZ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4500 S Lakeshore Dr Ste 300, Tempe, AZ, 85282
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2015Regulatory
September 2014Other Business ActivitiesSells Insurance
Michelle receives trails from non-variable insurance since 2003. She also works full-time for Maxima Wealth Management as a DBA for LPL business, spends about 10% of her time as a tax preparer for MWM Tax Solutions, and dedicates about half her time to her part-time role as a Brigadier General in the Air Force Reserves.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Locust Street Securities, INC.
Locust Street Securities, INC.Broker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Financial Network Investment CorporationBroker
Northstar Securities, INC.Broker
Fidelity Brokerage Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.