Roger Shaffer
Roger Shaffer is a registered investment advisor at Hightower Advisors, LLC, based in Chicago, IL, with 32 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2003Other Business Activities
Roger is involved with Shaffer Wealth Management, LLC, an administrative services company related to his RIA practice, and Old Well Capital LLC, a non-investment related entity. He also owns a second home/rental condo in Florida and serves on the Board of Directors at Signature Banks of Georgia, dedicating minimal time to these activities.
Employment History
Current Registrations
Hightower Advisors, LLC
Hightower Securities, LLCBroker
Previous Registrations
Hightower Advisors, LLC
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Suntrust Capital Markets, INC.
Suntrust Capital Markets, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.