David Posmantier is a CFP-designated registered investment advisor, based in Jericho, NY, with 32 years of industry experience.
Location
410 Jericho Tpke, Suite 108, Jericho, NY, 11753
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2018Withdrawn
Other Business Activities
David is involved with Integrated Financial Services, providing tax preparation and accounting services since 1997. This activity requires nearly full-time commitment.
Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2025 - Present · 10 mos
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Previous Registrations
Avantax Advisory Services
August 2021 - September 2025 · 4 yrs 1 mo
Avantax Investment Services, INC.Broker
December 1993 - September 2025 · 31 yrs 9 mos
State Registrations7 states
AZCTGAHIMDMENY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.