Allen Herman
Allen Herman is a registered investment advisor at LPL Financial LLC, based in Tigard, OR, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7185 SW Sandburg St. Suite 200, Tigard, OR, 97223
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2019Other Business ActivitiesSells Insurance
Allen is involved in several business activities, including Bennett, Herman & Geertsen, LLC (about a quarter of his time), Northpoint Personalized Wealth Management (full-time), and Herman Investment Management, Inc. (minimal time). He also works with Annuity Source, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Sagepoint Financial, INC.
Bennett, Herman & Geertsen, LLC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.