Allen Herman
Allen Herman is a registered investment advisor at LPL Financial LLC, based in Tigard, OR, with 32 years of industry experience. Allen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
7185 SW Sandburg St. Suite 200, Tigard, OR, 97223
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2019Other Business ActivitiesSells Insurance
Allen is involved in several business activities, including Bennett, Herman & Geertsen, LLC (about a quarter of his time), Northpoint Personalized Wealth Management (full-time), and Herman Investment Management, Inc. (minimal time). He also works with Annuity Source, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Sagepoint Financial, INC.
Bennett, Herman & Geertsen, LLC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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