SP
ChFC
SP
ChFC

Sean Prewitt

32 Years of Experience
Springfield, MO
1 DisclosureBroker

Sean Prewitt is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Springfield, MO, with 32 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

Great Southern Finanical Svcs, 1342 E Kingsley St Ste E, Springfield, MO, 65804

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2007
Denied
Other Business Activities

Sean owns commercial real estate and another unspecified business. He also serves as an independent board member for Prewitt, dedicating minimal time to this role.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 1995 - Present · 30 yrs 7 mos
Ameriprise Financial Services, LLC
October 1993 - Present · 32 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 1993 - Present · 32 yrs 7 mos
Previous Registrations
Ids Life Insurance CompanyBroker
October 1993 - July 2006 · 12 yrs 9 mos
State Registrations32 states
ALARAZCACODCFLIAIDINKSKYMDMIMNMOMSMTNCNENJOHOKPASCSDTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sean Prewitt - Financial Advisor | TrueAdvisor