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Michael Oana

31 Years of Experience
Columbia, SC
Broker

Michael Oana is a registered investment advisor at Cetera Investment Advisers LLC, based in Columbia, SC, with 31 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

4408 Forest Dr, Suite 2001, Columbia, SC, 29206

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Michael is the founder of the Columbia CEO Association, spending minimal time per month in meetings. He is also the owner of Michael Oana RPS, dedicating more than full-time hours to this DBA.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLC
September 2019 - Present · 6 yrs 10 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
May 2005 - May 2021 · 16 yrs
Summit Brokerage Services, INC.Broker
May 2005 - September 2019 · 14 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 1994 - May 2005 · 10 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1994 - May 2005 · 11 yrs 1 mo
State Registrations26 states
AKALARCACOCTDEFLGAILINKYMDMOMSNCNJNMNVNYOHPASCTNTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Michael Oana - Financial Advisor | TrueAdvisor