Matthew Haertzen is a CFA, CFP-designated registered investment advisor at Francis Financial, based in Oro Valley, AZ, with 13 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 256 clients with $800M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $15.0M | 0.70% |
| $15.0M - $30.0M | 0.60% |
| $30M+ | 0.50% |
Fees are negotiable based on account complexity and relationship size. Automated portfolio management via Institutional Intelligent Portfolios has a minimum annual fee of $3,000.
Fee Estimator
Location
Oro Valley, AZ
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Matthew is a lecturer of finance at the University of Arizona since 2017, teaching finance to college students. This takes nearly full-time during the 9 months of the school year.
Employment History
Current Registrations
Francis Financial
Cornerstone Portfolio Research
Previous Registrations
Wt Wealth Management, LLC
Four Peaks Wealth Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Peggy Klein, CFP, ChFCEdward Jones
- Bryn Henderson, CFPEdward Jones
- Wendy Wise, ChFCState Farm Investment Management CORP.
- Mark-Christopher Weiss, CFPEdward Jones
- Kenneth Nesler, CFPFortress Financial Solutions, LLC
- Ryan Graham, CFA, CFPWedmont Private Capital