Gavin Lee
Gavin Lee is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Pasadena, CA, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
790 E. Colorado Blvd., Suite 590, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gavin receives minimal renewal income from health insurance policies he wrote over 20 years ago. He is also a partner at Arroyo Capital Partners, spending about 10-20% of his time there, and owns rental real estate, dedicating a few hours per week to it.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Pruco Securities CorporationBroker
MML Investors Services, INC.Broker
State Registrations23 states
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