Sean Lehmann
Sean Lehmann is a registered investment advisor at The Sullivan Group, based in Menifee, CA, with 32 years of industry experience. Their practice areas include High Net Worth, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 96 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Fees are charged monthly in advance based on the time-weighted value of the account for the previous month. Rates are negotiable at the firm's discretion.
Fee Estimator
Location
29060 Waverly Drive, Menifee, CA, 92586
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2009Customer Dispute
September 1999Other Business ActivitiesSells Insurance
Sean is the principal of Capital Investment Management, LLC, selling various insurance products since 2017, dedicating a few hours per week. He also works as an advisor for Fixed Insurance (Producers Choice Network) and provides pilot services, in addition to managing rental properties.
Employment History
Current Registrations
The Sullivan Group
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
First Union Securities, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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