Joseph Richard is a registered investment advisor at Advisors Capital Management, LLC, based in Pittsford, NY, with 21 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,671 clients with $9.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Advisors Capital Management offers several investment options with different fee structures:
- Private Accounts: These accounts have a $300,000 minimum. The annual management fee is up to 0.80% for equity accounts and up to 0.35% for fixed income accounts.
- Model Separate Accounts and Model ETF Strategies: These accounts have minimums of $150,000 and $50,000, respectively. The annual management fee is up to 0.65%.
Your primary advisor will likely add their own fee on top of Advisors Capital's fee. Fees may be reduced for larger accounts or family account bundling.
Location
145 Sully'S Trail, Pittsford, NY, 14534
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph is associated with Advisors Capital Management, LLC, since 2013, operating under the DBA Advisors Capital Management, LLC, and as a Registered Investment Advisor. He also serves as Vice President of Sales at the same company, dedicating full-time hours to this role.
Employment History
Current Registrations
Advisors Capital Management, LLC
Previous Registrations
Wall Street Financial Group, INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.