Howard Modell is a registered investment advisor, based in Liverpool, NY, with 32 years of industry experience.
Location
Liverpool, NY
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Howard is an insurance agent involved in insurance, benefits, and human resources, dedicating a few hours per week. He also works as an advisory representative of a registered investment advisor, spending nearly full-time on this, with a significant portion dedicated to trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Ibn Financial Services, INC
Ibn Financial Services, INC.Broker
Leigh Baldwin & CO., LLCBroker
Cadaret, Grant & CO., INC.Broker
Cadaret, Grant & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.