David Goldstein
David Goldstein is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Brooklyn, NY, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1579 50th St, Brooklyn, NY, 11219
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Regulatory History (1)
Judgment / Lien
July 2022Other Business ActivitiesSells Insurance
David sells fixed insurance products, including life, disability, annuities, and long-term care, dedicating a few hours per week. He also owns David Goldstein Associates, an insurance and securities DBA, spending nearly full-time hours on this business.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
National Planning CorporationBroker
Royal Alliance Associates, INC.Broker
Cadaret, Grant & CO., INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.