KF
KF
Kathleen Fleet-Bailey
24 Years of Experience
Oldsmar, FL
Broker
Kathleen Fleet-Bailey is a registered investment advisor at Cetera Investment Advisers LLC, based in Oldsmar, FL, with 24 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Oldsmar, FL
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 5 mos
Cetera Advisors LLCBroker
December 2024 - Present · 1 yr 7 mos
Cetera Financial Specialists LLCBroker
December 2024 - Present · 1 yr 7 mos
Cetera Wealth Services, LLCBroker
December 2024 - Present · 1 yr 7 mos
Cetera Investment Services LLCBroker
December 2024 - Present · 1 yr 7 mos
Previous Registrations
Raymond James & Associates, INC.
March 2018 - November 2024 · 6 yrs 8 mos
Raymond James Financial Services, INC.Broker
March 2018 - November 2024 · 6 yrs 8 mos
Raymond James & Associates, INC.Broker
March 2018 - November 2024 · 6 yrs 8 mos
LPL Financial LLC
January 2018 - February 2018 · 1 mo
Independent Financial Partners
November 2017 - February 2018 · 3 mos
LPL Financial LLC
June 2012 - October 2017 · 5 yrs 4 mos
LPL Financial LLCBroker
June 2012 - February 2018 · 5 yrs 8 mos
Summit Financial Group INC
March 2011 - March 2012 · 1 yr
Summit Brokerage Services, INC.Broker
January 2011 - March 2012 · 1 yr 2 mos
Grandview Capital Advisors
July 2008 - December 2011 · 3 yrs 5 mos
Grandview Capital, INC.Broker
October 2007 - December 2010 · 3 yrs 2 mos
Securities America Advisors, INC.
January 2005 - January 2007 · 2 yrs
Securities America, INC.Broker
January 2005 - January 2007 · 2 yrs
Newbridge Securities CorporationBroker
March 2004 - January 2005 · 10 mos
Veravest Investment Advisors, INC.
July 2002 - December 2003 · 1 yr 5 mos
Veravest Investments, INC.Broker
June 2002 - December 2003 · 1 yr 6 mos
Securities America Advisors INC
April 2002 - June 2002 · 2 mos
Securities America, INC.Broker
March 2000 - June 2002 · 2 yrs 3 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.