CB
CB

Clinton Barker

30 Years of Experience
Broker

Clinton Barker is a registered investment advisor at Pgim Investments LLC, based in Newark, NJ, with 30 years of industry experience. Clinton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

655 Broad Street, Newark, NJ, 07102

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Clinton is a business advisor for Blockchain Titled Art (BTA), dedicating a few hours per week, and co-owns 401 Riverside LLC. He is also the secretary for Barker Equities and Gypsyland Partners, LLC, both real estate investment companies, dedicating minimal time to Gypsyland and a few hours per week to Barker Equities.

Employment History
Current Registrations
Pgim Investments LLC
December 2004 - Present · 21 yrs 4 mos
Prudential Investment Management Services LLC
July 2004 - Present · 21 yrs 9 mos
Prudential Investment Management Services LLCBroker
July 2004 - Present · 21 yrs 9 mos
Previous Registrations
Bisys Fund Services Limited PartnershipBroker
March 1994 - August 2002 · 8 yrs 5 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.