MD
MD

Michael Druffner

32 Years of Experience
Centerville, OH
Broker

Michael Druffner is a registered investment advisor at Raymond James & Associates, INC., based in Centerville, OH, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

7887 Washington Village Drive, Suite 100, Centerville, OH, 45459

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is the President and Owner of BBMK Trinity LLC, a real estate company, since September 2024. He spends minimal time on purchasing, owning, and maintaining real estate properties.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2019 - Present · 7 yrs 3 mos
Raymond James & Associates, INC.
April 2019 - Present · 7 yrs 3 mos
Raymond James & Associates, INC.Broker
April 2019 - Present · 7 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2009 - May 2019 · 9 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
June 2009 - May 2019 · 9 yrs 11 mos
Stifel, Nicolaus & Company, Incorporated
February 2002 - June 2009 · 7 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
February 2002 - June 2009 · 7 yrs 4 mos
First Union Securities, INC.Broker
October 1999 - February 2002 · 2 yrs 4 mos
First Union Capital Markets CORP.Broker
April 1996 - October 1999 · 3 yrs 6 mos
J.C. Bradford & CO.Broker
October 1993 - April 1996 · 2 yrs 6 mos
State Registrations30 states
ALAZCACOFLGAIAIDILINKYMDMEMIMNMONCNJNVNYOHORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Druffner - Financial Advisor | TrueAdvisor