TrueAdvisor
TrueAdvisor
RB
RB

Richard Brooks

Rnb Wealth Management Group
32 Years of Experience
North Miami Beach, FL
2 Disclosures
View SEC Summary
View SEC Summary

Richard Brooks is a registered investment advisor at Rnb Wealth Management Group, based in North Miami Beach, FL, with 32 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 58 clients with $59M in assets under management.

Rnb Wealth Management Group
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
58 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$59.4M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $5.0M1.80%
$5.0M - $10.0M1.50%
$10M+0.75%

Fees are negotiable. Household accounts may be aggregated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

North Miami Beach, FL

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2018
Final
Customer Dispute
December 2004
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Rnb Wealth Management Group
March 2009 - Present · 17 yrs 7 mos
Previous Registrations
Proequities, INC.Broker
September 2010 - December 2012 · 2 yrs 3 mos
Wachovia Securities Financial Network, LLC
February 2005 - April 2009 · 4 yrs 2 mos
Wachovia Securities Financial Network, LLCBroker
October 2004 - April 2009 · 4 yrs 6 mos
Citigroup Global Markets INC.
July 2001 - October 2004 · 3 yrs 3 mos
Citigroup Global Markets INC.Broker
July 2001 - October 2004 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1996 - July 2001 · 4 yrs 9 mos
Princor Financial Services CorporationBroker
February 1996 - February 1997 · 1 yr
Sun Investment Services CompanyBroker
January 1994 - March 1996 · 2 yrs 2 mos
State Registrations2 states
FLNC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in North Miami Beach, FL →All financial advisors in Florida →