RB
RB
Richard Brooks
32 Years of Experience
North Miami Beach, FL
2 Disclosures
Richard Brooks is a registered investment advisor at Rnb Wealth Management Group, based in North Miami Beach, FL, with 32 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 74 clients with $51M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
74 clients
Average Client Portfolio
$688K average
Assets Under Management
$50.9M
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.80% |
| $5.0M - $10.0M | 1.50% |
| $10M+ | 0.75% |
Investment management fees are negotiable. Accounts of members of the same household may be aggregated for purposes of meeting the minimum account size or fee breakpoints.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
North Miami Beach, FL
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Regulatory History (2)
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Regulatory
June 2018Final
Customer Dispute
December 2004Settled
Employment History
Current Registrations
Rnb Wealth Management Group
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Proequities, INC.Broker
September 2010 - December 2012 · 2 yrs 3 mos
Wachovia Securities Financial Network, LLC
February 2005 - April 2009 · 4 yrs 2 mos
Wachovia Securities Financial Network, LLCBroker
October 2004 - April 2009 · 4 yrs 6 mos
Citigroup Global Markets INC.
July 2001 - October 2004 · 3 yrs 3 mos
Citigroup Global Markets INC.Broker
July 2001 - October 2004 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1996 - July 2001 · 4 yrs 9 mos
Princor Financial Services CorporationBroker
February 1996 - February 1997 · 1 yr
Sun Investment Services CompanyBroker
January 1994 - March 1996 · 2 yrs 2 mos
State Registrations2 states
FLNC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.