Marcel Theriot is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
21550 Sh 249, Houston, TX, 77001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Marcel operates his LPL business under the name HFCU Investment and Retirement Services. He also serves as the Chief Financial Officer for Houston Federal Credit Union, dedicating full-time hours to this role.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
Swbc Investment Company
Swbc Investment Services, LLCBroker
Tri-Star Advisors, INC.
Tri-Star FinancialBroker
Saracen Energy Advisors, LP
A I M Distributors, INC.Broker
American Capital Marketing, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.