Ledawn Gries
Ledawn Gries is a registered investment advisor at Mutual of Omaha Investor Services, INC., based in Omaha, NE, with 22 years of industry experience. Ledawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 6,885 clients with $24M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MOIS offers investment management through third-party money managers and its own managed account services.
Third-Party Money Managers: Fees are a percentage of your portfolio, paid to the third-party manager, who then pays a portion to MOIS. MOIS's portion will not exceed 1.25%.
MOIS Managed Account Services: Fees are based on a percentage of your portfolio. The annual fee will not exceed 1.25% for Fund Strategist Portfolios (FSP), Separately Managed Accounts (SMA), or Unified Managed Accounts (UMA). The annual fee will not exceed 2.25% for Advisor as Portfolio Manager (APM) accounts. Fees are billed quarterly in advance.
Location
Mutual of Omaha Plaza, Omaha, NE, 68175
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ledawn is an insurance agent since October 2023, focusing on variable and fixed annuities, life, health, and senior health insurance. Ledawn's role is wholesaling, not direct sales to consumers.
Employment History
Current Registrations
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Whalen Financial
Fisher Investments
Equitable Distributors, LLCBroker
National Planning Corporation ("npc of America" in Fl & Ny)
Sii Investments, INC.Broker
Investment Centers of America, INC.Broker
National Planning CorporationBroker
Invest Financial CorporationBroker
Jackson National Life Distributors LLCBroker
Lincoln Financial Securities CorporationBroker
Diversified Investors Securities CORP.Broker
Adp Broker-Dealer, INC.Broker
Scudder Distributors, INC.Broker
H.C. Wainwright & CO., INC.Broker
Liberty Funds Distributor, INC.Broker
Evergreen Investment Services, INC.Broker
Allmerica Investments, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.