Randolph Breaux
Randolph Breaux is a registered investment advisor at Global Retirement Partners LLC, based in Napa, CA, with 32 years of industry experience. Randolph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Federal Employees, and 4 more. Their firm serves 28,693 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.50% |
| $2M+ | 1.00% |
Fees may be paid monthly or quarterly, in arrears or in advance. Alternative schedules apply to specific third-party programs like Dynamic LifeManagement, where rates start at 1.25% for assets under $500,000 and decrease for larger amounts.
Fee Estimator
Location
Napa, CA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2007Other Business ActivitiesSells Insurance
Randolph sells fixed insurance, including life, health, disability, annuities, group plans, and group dental. He is also the President/Owner of Breaux Benefits Group DBA Breaux Benefits Insurance Services, focusing on group insurance and dedicating about full-time hours to this activity.
Employment History
Current Registrations
Global Retirement Partners LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Usi Securities, INC.Broker
Financial Network Investment CorporationBroker
Aetna Investment Services, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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