MP
MP

Michael Peters

32 Years of Experience
Walnut Creek, CA
7 DisclosuresBroker

Michael Peters is a registered investment advisor at Wells Fargo Advisors, based in Walnut Creek, CA, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

500 Ygnacio Valley Rd 430, [Satellite], Walnut Creek, CA, 94596

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2013
Denied
Customer Dispute
March 2009
Settled
Customer Dispute
September 2008
Settled
Customer Dispute
August 2008
Settled
Customer Dispute
June 2008
Settled
Customer Dispute
April 2008
Settled
Criminal
December 1983
Final Disposition
Other Business Activities

Michael owns rental property in Round Rock, TX, dedicating minimal time to it. He also has 100% ownership of MJP Wealth Management LLC, spending full-time hours on it.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLC
June 2024 - Present · 1 yr 11 mos
Wells Fargo Advisors
June 2024 - Present · 1 yr 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - June 2024 · 13 yrs 5 mos
Wells Fargo Advisors
January 2011 - June 2024 · 13 yrs 5 mos
Wells Fargo Investments, LLC
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Investments, LLCBroker
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Securities INC.Broker
November 1999 - May 2001 · 1 yr 6 mos
Cal Fed InvestmentsBroker
January 1997 - December 1999 · 2 yrs 11 mos
Invest Financial CorporationBroker
June 1995 - January 1997 · 1 yr 7 mos
Dean Witter Reynolds INC.Broker
November 1993 - May 1995 · 1 yr 6 mos
State Registrations17 states
AZCAFLIDILMAMDMIMONCNVNYORTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Peters - Financial Advisor | TrueAdvisor