Stephen Spence is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Appleton, WI, with 29 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
200 N Durkee St, Appleton, WI, 54911
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen is a pastor and board member at MillCity Assembly of God Church since 2015, and the primary teacher and senior leader at New Life Community Church since June 2024. These activities take about 10-20% of his time and about a quarter of his time, respectively.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
U.S. Bancorp Advisors, LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
U.S. Bancorp Investments, INC.Broker
Firstar Investment Services,inc.Broker
Linsco/private Ledger CORP.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations28 states
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