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CFP
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CFP

Stephen Spence

Nfsg Corporation
30 Years of Experience
Neenah, WI
1 Disclosure
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Stephen Spence is a CFP-designated registered investment advisor at Nfsg Corporation, based in Neenah, WI, with 30 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 3,096 clients with $1.1B in assets under management.

Nfsg Corporation
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
76 advisors
Number of Clients
3,096 clients
Average Client Portfolio
$350K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fee of up to 2% based on assets under management, with a minimum annual charge of $250.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Neenah, WI

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History

Regulatory History (1)
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Employment Separation After Allegations
May 2026
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Other Business Activities

Stephen is a pastor and board member at MillCity Assembly of God Church since 2015, and the primary teacher and senior leader at New Life Community Church since June 2024. These activities take about 10-20% of his time and about a quarter of his time, respectively.

Employment History
Current Registrations
Nfsg Corporation
July 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Advisors, LLC
February 2026 - June 2026 · 4 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - June 2026 · 4 mos
U.S. Bancorp Investments, INC.
August 2008 - February 2026 · 17 yrs 6 mos
U.S. Bancorp Investments, INC.Broker
August 2008 - February 2026 · 17 yrs 6 mos
LPL Financial Corporation
October 2005 - August 2008 · 2 yrs 10 mos
LPL Financial CorporationBroker
May 2005 - August 2008 · 3 yrs 3 mos
U.S. Bancorp Investments, INC.Broker
December 2001 - May 2005 · 3 yrs 5 mos
Firstar Investment Services,inc.Broker
January 2001 - December 2001 · 11 mos
Linsco/private Ledger CORP.Broker
March 1999 - January 2001 · 1 yr 10 mos
American Express Financial Advisors INC.Broker
July 1996 - March 1999 · 2 yrs 8 mos
Ids Life Insurance CompanyBroker
July 1996 - March 1999 · 2 yrs 8 mos
State Registrations1 state
WI
Advisor

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Exams
No exam information available for this advisor.
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