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Philip Hammitt

32 Years of Experience
Frisco, TX
Broker

Philip Hammitt is a registered investment advisor at RBC Capital Markets, LLC, based in Frisco, TX, with 32 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

1 Cowboys Way, Suite 450, Frisco, TX, 75034

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Philip was a passive owner of Highlands Ranch I & II, a commercial real estate investment, from 2016 to 2023. He dedicated no time to this activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
September 2013 - Present · 12 yrs 8 mos
RBC Capital Markets, LLC
September 2013 - Present · 12 yrs 8 mos
RBC Capital Markets, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 1998 - September 2013 · 14 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1998 - September 2013 · 14 yrs 10 mos
Dean Witter Reynolds INC.Broker
November 1993 - December 1998 · 5 yrs 1 mo
State Registrations35 states
ALAZCACOCTDCDEFLGAHIIAILINMAMDMEMIMNMONCNHNJNMNVNYOKORPASCTNTXUTVAVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Philip Hammitt - Financial Advisor | TrueAdvisor