TD
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Thomas Dellen

10 Years of Experience
So Holland, IL
Broker

Thomas Dellen is a registered investment advisor, based in So Holland, IL, with 10 years of industry experience.

Location

17075 So. Park Ave., So Holland, IL, 60473

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is the president of the Kiwanis Club of Frankfort, the vice president of the Frankfort Chamber of Commerce, and a basketball official. He also works as a financial professional for Stepping Stone Financial Inc. full-time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2021 - Present · 5 yrs 2 mos
Cetera Financial Specialists LLC
May 2021 - Present · 5 yrs 2 mos
Cetera Financial Specialists LLCBroker
May 2021 - Present · 5 yrs 2 mos
Previous Registrations
Prudential Financial Planning Services
January 2018 - June 2021 · 3 yrs 5 mos
Pruco Securities, LLC.Broker
August 2017 - June 2021 · 3 yrs 10 mos
Waddell & Reed
April 2016 - August 2017 · 1 yr 4 mos
Waddell & ReedBroker
January 2016 - August 2017 · 1 yr 7 mos
State Registrations2 states
ILIN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.