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CFP
KG
CFP

Konstantinos Georgostathis

Northrock Partners, LLC
28 Years of Experience
Blue Ash, OH
1 Disclosure
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Konstantinos Georgostathis is a CFP-designated registered investment advisor at Northrock Partners, LLC, based in Blue Ash, OH, with 28 years of industry experience. Konstantinos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 4,811 clients with $12B in assets under management.

Northrock Partners, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
94 advisors
Number of Clients
4,811 clients
Average Client Portfolio
$2.5M average
Assets Under Management
$12.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annual fee ranges between 0.50% and 1.50% based on the size, nature, and complexity of the relationship. An additional 0.25% account-level fee applies to assets held at Schwab and Fidelity for account servicing and operational costs. There is a minimum annual fee of $5,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5151 Pfeiffer Road, Suite 200, Blue Ash, OH, 45242

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2018
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Konstantinos is involved in tax preparation with JH Hewitt since 2019, dedicating minimal time. He is also a partner in All Around 4 The Family (since 2021) and Allgoodfinds.com (since 2024), both e-commerce businesses, spending minimal time on each.

Employment History
Current Registrations
Northrock Partners, LLC
April 2026 - Present · 6 mos
Previous Registrations
Vantage Financial Partners, LLC
March 2023 - April 2026 · 3 yrs 1 mo
Ameriprise Financial Services, LLC
August 2019 - March 2023 · 3 yrs 7 mos
Ameriprise Financial Services, LLCBroker
December 2018 - March 2023 · 4 yrs 3 mos
9258 Wealth Management, LLC
July 2018 - September 2018 · 2 mos
Fidelity Brokerage Services LLCBroker
January 2000 - June 2018 · 18 yrs 5 mos
Provident Securities & Investment CompanyBroker
October 1996 - June 1998 · 1 yr 8 mos
Intersecurities, INC.Broker
December 1993 - October 1994 · 10 mos
State Registrations1 state
OH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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