Christopher Parisi is a registered investment advisor at Guggenheim Investments, based in Chicago, IL, with 32 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 107 clients with $8B in assets under management.
Compensation
Firm Size
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Assets Under Management
Location
227 West Monroe Street, 7th Floor, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Guggenheim Investments
Guggenheim Funds Distributors, LLCBroker
Previous Registrations
Guggenheim Distributors, LLCBroker
New York Life Investment Management LLC
Nylife Distributors LLCBroker
Blackrock Investments, INC.Broker
Federated Securities CORP.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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