CO
CFP
CO
CFP

Christopher Ozazewski

32 Years of Experience
Bel Air, MD
1 DisclosureBroker

Christopher Ozazewski is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Bel Air, MD, with 32 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

116 Hays Street, Bel Air, MD, 21014

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2002
Denied
Other Business Activities

Christopher serves as an arbitrator for FINRA, deciding cases for the investing public and securities industry. This investment-related activity takes a few hours per week and is compensated.

Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
October 2019 - Present · 6 yrs 7 mos
Janney Montgomery Scott LLC
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
February 2009 - October 2019 · 10 yrs 8 mos
Wells Fargo Clearing Services, LLC
February 2009 - October 2019 · 10 yrs 8 mos
Citigroup Global Markets INC.
February 2006 - March 2009 · 3 yrs 1 mo
Citigroup Global Markets INC.Broker
February 2006 - March 2009 · 3 yrs 1 mo
Legg Mason Wood Walker INC
June 1996 - February 2006 · 9 yrs 8 mos
Legg Mason Wood Walker, IncorporatedBroker
March 1995 - February 2006 · 10 yrs 11 mos
Olde Discount CorporationBroker
February 1995 - March 1995 · 1 mo
Prudential Securities IncorporatedBroker
December 1993 - December 1994 · 1 yr
State Registrations30 states
ALAZCACOCTDCDEFLGAILLAMAMDMEMNMSNCNJNMNYOHORPASCTNTXVAVirgin IslandsWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.