Denice Nelson
Denice Nelson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bowling Green, KY, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
313 East 10th Avenue, Bowling Green, KY, 42101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Denice is a servicing agent to old insurance business, dedicating minimal time to this activity. She also works as an associate/employee and daily office assistant for Ben Smith Life Compass Financial, Inc., spending minimal time on these duties.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Ssn Advisory, INC.
Securities Service Network, INC.Broker
Mariner Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.