Michele Lee is a registered investment advisor, based in High Bridge, NJ, with 30 years of industry experience.
Location
High Bridge, NJ
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michele serves as the Mayor of High Bridge Borough, a role that involves promoting the town, managing the budget, and administration. This takes about a quarter of her time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Avantax Planning Partners, INC.
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
Headquarters Advisory Group, LLC
February 2015 - December 2021 · 6 yrs 10 mos
1st Global Advisors INC
March 2007 - October 2019 · 12 yrs 7 mos
1st Global Capital CORP.Broker
February 2005 - October 2019 · 14 yrs 8 mos
Scottrade, INC.Broker
November 2003 - December 2004 · 1 yr 1 mo
Legend Equities CorporationBroker
April 2002 - August 2003 · 1 yr 4 mos
Sands Brothers & CO., LTD.Broker
December 1993 - October 2000 · 6 yrs 10 mos
State Registrations19 states
CAFLGAMEMONCNHNJNMNVNYOHORPASCTNUTVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.