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Richard Holtan

Nwf Advisory Services INC
29 Years of Experience
Las Vegas, NV
1 DisclosureBrokerSells Insurance
View SEC Summary
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Richard Holtan is a registered investment advisor at Nwf Advisory Services INC, based in Las Vegas, NV, with 29 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 11,433 clients with $6.4B in assets under management.

Nwf Advisory Services INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
108 advisors
Number of Clients
11,433 clients
Average Client Portfolio
$562K average
Assets Under Management
$6.4B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.10%
$100K - $250K2.10%
$250K - $500K1.88%
$500K - $750K1.65%
$750K - $1.2M1.43%
$1.3M - $2.0M1.20%
$2.0M - $5.0M0.97%
$5.0M - $25.0M1.00%
$25M+0.78%

Fees are negotiable. Different programs such as Model Portfolios and WMAP charge a maximum fee of 1.50% up to $25,000,000 and 1.00% above that.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6980 O'Bannon Dr. Ate. 500, Las Vegas, NV, 89117

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2015
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard is the president/owner of Financial Services & Investment Corp. of Nevada since 1984, where he markets life insurance and fixed annuities, dedicating about 10-20% of his time. He also works nearly full-time as an investment advisor at The Ameriflex Group and spends minimal time as a referral partner for MBA Capital Advisors.

Employment History
Current Registrations
Nwf Advisory Services INC
June 2025 - Present · 1 yr 4 mos
Osaic Wealth, INC.Broker
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
The Ameriflex Group
January 2024 - July 2025 · 1 yr 6 mos
Interactive Financial Advisors
May 2013 - December 2013 · 7 mos
Crown Capital Securities, L.P.
May 2009 - January 2024 · 14 yrs 8 mos
Crown Capital Securities, L.P.Broker
April 2005 - January 2024 · 18 yrs 9 mos
Integrated Trading and Investments, INC.Broker
July 2000 - April 2005 · 4 yrs 9 mos
Cardinal Investments, INC.Broker
December 1997 - October 1998 · 10 mos
Secura Investments, INC.Broker
April 1995 - July 1996 · 1 yr 3 mos
Garco Equity Sales, INC.Broker
June 1994 - April 1995 · 10 mos
Royal Alliance Associates, INC.Broker
January 1994 - May 1994 · 4 mos
State Registrations15 states
AZCACOFLGAHIINKYMIMNNMNVORSCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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