Richard Holtan
Richard Holtan is a registered investment advisor at Nwf Advisory Services INC, based in Las Vegas, NV, with 28 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,671 clients with $3.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NWF Advisory Services offers several investment management programs. Fees are negotiable and vary depending on the program and the amount you invest. Here's a summary of the maximum fees for each program:
- Advisor Managed Portfolios (Wrap Account): Fees range from 0.775% to 2.10% depending on the amount invested.
- Advisor Managed Portfolios (Non-Wrap Account): Fees range from 0.775% to 2.10% depending on the amount invested.
- Model Portfolios Program: 1.00% to 1.50% depending on the amount invested.
- SMA and UMA Program: 1.00% to 1.50% depending on the amount invested.
These fees cover advisory services and transactions. Additional fees may apply. Each financial advisor negotiates their own fee schedule.
Location
6980 O'Bannon Dr. Ate. 500, Las Vegas, NV, 89117
Get directionsHistory
Regulatory History (1)
Regulatory
March 2015Other Business ActivitiesSells Insurance
Richard is the president/owner of Financial Services & Investment Corp. of Nevada since 1984, where he markets life insurance and fixed annuities, dedicating about 10-20% of his time. He also works nearly full-time as an investment advisor at The Ameriflex Group and spends minimal time as a referral partner for MBA Capital Advisors.
Employment History
Current Registrations
Nwf Advisory Services INC
Osaic Wealth, INC.Broker
Previous Registrations
The Ameriflex Group
Interactive Financial Advisors
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Integrated Trading and Investments, INC.Broker
Cardinal Investments, INC.Broker
Secura Investments, INC.Broker
Garco Equity Sales, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.