Joseph Thompson
Joseph Thompson is a registered investment advisor at Cetera Investment Advisers LLC, based in St Louis, MO, with 32 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
St Louis, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is an independent insurance agent through Thompson Financial since 1993, dedicating minimal time during trading hours and a few hours on weekends/evenings. Since 2020, he also sells life, health, disability, annuities, and long-term care insurance with various companies, serves as a Ruling Elder at Memorial Presbyterian Church, and owns KPI Metrics, LLC, a consulting firm, dedicating a few hours per week to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.
Paramount Financial LLC
Walnut Street Securities, INC.Broker
Guardian Investor Services CorporationBroker
Financial Network Investment CorporationBroker
State Registrations8 states
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