Peter Winters
Peter Winters is a registered investment advisor at John Hancock Investment Management LLC, based in Boston, MA, with 31 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,239 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
200 Berkeley St, Boston, MA, 02116
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Peter is a passive investor in Forbici LLC (aka Better Byrd LLC), Next Level Brands, and Thumbstoppers. These activities are not investment-related and require minimal time commitment.
Employment History
Current Registrations
John Hancock Investment Management LLC
John Hancock Investment Management Distributors LLCBroker
John Hancock Investment Management Distributors LLC
Previous Registrations
Manulife Asset Management (US) LLC
Oppenheimerfunds Distributor, INC.Broker
Citicorp Investment ServicesBroker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
Multi-Bank Securities, INC.Broker
Program Trading CORP.Broker
Barron Chase Securities, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.