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Kimberly Giannone

31 Years of Experience
Grand Junction, CO
3 DisclosuresBroker

Kimberly Giannone is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Grand Junction, CO, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

200 Grand Ave, Suite 300, Grand Junction, CO, 81501

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Settled
Customer Dispute
May 2003
Withdrawn
Customer Dispute
July 1997
Settled
Other Business Activities

Kimberly is a board member of the Western Colorado Community Foundation, a charitable non-profit organization, since 2017. She attends quarterly meetings and sets strategic direction for the organization.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
November 2015 - Present · 10 yrs 6 mos
Robert W. Baird & CO. Incorporated
November 2015 - Present · 10 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
May 2000 - November 2015 · 15 yrs 6 mos
Wells Fargo Advisors, LLCBroker
December 1995 - November 2015 · 19 yrs 11 mos
Wheat, First Securities, INC.Broker
October 1994 - August 1995 · 10 mos
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kimberly Giannone - Financial Advisor | TrueAdvisor