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Frank Garcia

Insight Securities, INC.
26 Years of Experience
Miami, FL
1 DisclosureBroker
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Frank Garcia is a registered investment advisor at Insight Securities, INC., based in Miami, FL, with 26 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 48 clients with $94M in assets under management.

Insight Securities, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
21 advisors
IM Fee
Planning only
Assets Under Management
$94.2M

Location

Miami, FL

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History

Regulatory History (1)
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Customer Dispute
October 2011
Settled
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Other Business Activities

Frank owns Prosper Inv. & Ins. Solutions, LLC since 2017, spending minimal time on it. He is also a Registered Representative with Insight Securities since 2018.

Employment History
Current Registrations
Insight Securities, INC.
February 2020 - Present · 6 yrs 8 mos
Insight Securities, INC.
September 2018 - Present · 8 yrs 1 mo
Insight Securities, INC.Broker
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
Pruco Securities, LLC.Broker
August 2017 - July 2018 · 11 mos
Insight Securities, INC.
May 2013 - February 2015 · 1 yr 9 mos
Insight Securities, INC.Broker
May 2013 - February 2015 · 1 yr 9 mos
Raymond James & Associates, INC.
April 2008 - March 2012 · 3 yrs 11 mos
Raymond James & Associates, INC.Broker
April 2008 - March 2012 · 3 yrs 11 mos
Wachovia Securities, LLC
March 2008 - April 2008 · 1 mo
Wachovia Securities, LLCBroker
February 2007 - April 2008 · 1 yr 2 mos
Banif Securities INCBroker
October 2005 - February 2007 · 1 yr 4 mos
UBS International INC.
March 2004 - April 2004 · 1 mo
UBS International INC.Broker
June 2003 - April 2004 · 10 mos
Credit Suisse Asset Management Securities, INC.Broker
September 2002 - April 2003 · 7 mos
Prudential Securities IncorporatedBroker
March 2001 - November 2001 · 8 mos
Prudential Investment Management Services LLCBroker
December 1999 - April 2001 · 1 yr 4 mos
Prudential Securities IncorporatedBroker
October 1996 - August 1999 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1994 - November 1996 · 2 yrs 10 mos
State Registrations1 state
FL
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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