KC
KC

Karen Costagliola

24 Years of Experience
New York, NY
Broker

Karen Costagliola is a registered investment advisor at Morgan Stanley, based in New York, NY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Karen is a distributor for Young Living since May 2018, dedicating minimal time outside business hours. She is also an independent consultant for Rodan and Fields since May 2018, dedicating minimal time outside business hours.

Employment History
Current Registrations
Morgan Stanley
February 2018 - Present · 8 yrs 7 mos
Morgan Stanley
February 2018 - Present · 8 yrs 7 mos
Morgan StanleyBroker
February 2018 - Present · 8 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2017 - February 2018 · 2 mos
Wells Fargo Clearing Services, LLCBroker
December 2017 - February 2018 · 2 mos
Morgan Stanley
September 2014 - November 2017 · 3 yrs 2 mos
Morgan StanleyBroker
September 2013 - November 2017 · 4 yrs 2 mos
Pruco Securities, LLC.Broker
January 2013 - August 2013 · 7 mos
Metlife Securities INC.Broker
September 2011 - May 2012 · 8 mos
Metropolitan West Securities, LLCBroker
January 2002 - July 2004 · 2 yrs 6 mos
Cantor Fitzgerald & CO.Broker
November 1993 - December 2001 · 8 yrs 1 mo
Cantor Fitzgerald SecuritiesBroker
October 1993 - June 2000 · 6 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.