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Dale Veitch

Lexington Financial/life Management, LLC
19 Years of Experience
Nashville, TN
8 DisclosuresSells Insurance
View SEC Summary
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Dale Veitch is a registered investment advisor at Lexington Financial/life Management, LLC, based in Nashville, TN, with 19 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 44 clients with $110M in assets under management.

Lexington Financial/life Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
44 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$106.8M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are charged either as a fixed fee or as a percentage ranging between 0.20% and 2.00% of assets under management. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1600 West End Ave., Suite 200, Nashville, TN, 37203

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2023
Final
Regulatory
July 2010
Final
Regulatory
March 2004
Final
Customer Dispute
June 2002
Settled
Customer Dispute
September 2001
Settled
Regulatory
October 2000
Final
Regulatory
January 2000
Final
Customer Dispute
November 1998
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dale is a licensed insurance agent and may occasionally sell insurance products to clients, receiving commissions. Dale also manages Pure Acquisitions, LLC and Pure Acquisitions II, LLC, which have investments in other companies, including Lexington Financial Life Management, LLC, where he is a managing board member.

Employment History
Current Registrations
Lexington Financial/life Management, LLC
August 2010 - Present · 16 yrs 2 mos
Previous Registrations
Securities Service Network, INC.Broker
October 1995 - November 1996 · 1 yr 1 mo
Forth Financial Securities, CorporationBroker
May 1995 - October 1995 · 5 mos
Metlife Securities INC.Broker
November 1993 - April 1995 · 1 yr 5 mos
Metropolitan Life Insurance CompanyBroker
November 1993 - April 1995 · 1 yr 5 mos
State Registrations3 states
FLNCTN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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