JC
JC

Jay Wilson Carter

29 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
1,119 clients
Average Client Portfolio
$442K average
Assets Under Management
$494.4M

Fee Structure

Minimum Annual Fee:$200
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Location

2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jay is a co-owner of Precision Tactical Arms Co. Inc., a firearms, ammo, and related supplies business, since 2013. He provided working capital and serves as a silent partner with no day-to-day duties, dedicating minimal time to the business.

Employment History
Current Registrations
Trust Advisory Group LTD
January 2025 - Present · 1 yr 1 mo
Stonex Advisors INC.
June 2016 - Present · 9 yrs 8 mos
Stonex Securities INC.Broker
January 2003 - Present · 23 yrs 1 mo
Previous Registrations
Sterne Agee Asset Management, INC.
August 2005 - June 2016 · 10 yrs 10 mos
Sterne, Agee & Leach, INC.Broker
March 2002 - May 2003 · 1 yr 2 mos
Sterne Agee Capital Markets, INC.Broker
November 1998 - May 2003 · 4 yrs 6 mos
Fiserv Investor Services, INC.Broker
June 1997 - November 1998 · 1 yr 5 mos
Fimi Securities, INC.Broker
June 1996 - January 1997 · 7 mos
Waddell & Reed, INC.Broker
November 1993 - June 1994 · 7 mos
State Registrations50 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.