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Gregory Brooks

30 Years of Experience
Gardendale, AL
Broker

Gregory Brooks is a registered investment advisor at Cetera Investment Advisers LLC, based in Gardendale, AL, with 30 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

925 Sharit Avenue, Suite 213, Gardendale, AL, 35071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Gregory owns Brooks Financial Services LLC, his DBA for his investment practice, since 2012. This takes nearly all of Gregory's time during securities trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2006 - Present · 19 yrs 6 mos
Cetera Financial Specialists LLCBroker
October 2001 - Present · 24 yrs 7 mos
Previous Registrations
PFS Investments INC.Broker
July 1995 - October 2001 · 6 yrs 3 mos
State Registrations1 state
AL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gregory Brooks - Financial Advisor | TrueAdvisor