Susan Fox is a registered investment advisor at LPL Financial LLC, based in Kilmarnock, VA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Kilmarnock, VA
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2003Other Business Activities
Susan operates under two DBAs for her LPL business: Fox Wealth Management and Plum Tree Financial, Inc. She dedicates full-time hours to Fox Wealth Management and about half her time to Plum Tree Financial, Inc.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Banc of America Investment Services, INC.Broker
NationssecuritiesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.