David Heiligenthaler is a CFP-designated registered investment advisor at LPL Financial LLC, based in Davidson, NC, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
711 Peninsula Drive, Davidson, NC, 28036
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David operates DHFS Wealth Management as a DBA for his LPL business, dedicating full-time hours to it. He also has a business entity, DH Financial Services, for tax/investment purposes, spends minimal time on tax preparation/accounting, and owns rental real estate.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Investacorp Advisory Services INC
Investacorp, INC.Broker
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Dh Financial Services, INC.
Dh Financial Services, INC.
Sanders Morris Harris INC.Broker
Ifg Network Securities, INC.Broker
Buckhead Financial CorporationBroker
Fsc Securities CorporationBroker
State Registrations11 states
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