Kandice Gupta
Kandice Gupta is a registered investment advisor at Cetera Investment Advisers LLC, based in Rainbow City, AL, with 32 years of industry experience. Kandice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
116 Church Street, Suite 3, Rainbow City, AL, 35906
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2003Customer Dispute
November 2002Other Business Activities
Kandice operates K & K Financial Group as her investment practice and is president since 2005, dedicating nearly full-time hours. She also has several other business activities including sales positions with Advacare (vitamins) and Young Living Oils, is a spin group instructor at Willmore Total Fitness, and is a member of Southside Baptist Church.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
LPL Financial LLCBroker
PFS Investments INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.